-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KqJdz+q1VXRyU8QfsLzItBJuhfv8I7rN7yYmK5drAXa35HH65HBOhm9/2tBH4hya tdwqp7lxMThmZWppyu/h8Q== 0000891554-99-000242.txt : 19990215 0000891554-99-000242.hdr.sgml : 19990215 ACCESSION NUMBER: 0000891554-99-000242 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOWTEK INC CENTRAL INDEX KEY: 0000749660 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020377419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-37722 FILM NUMBER: 99536378 BUSINESS ADDRESS: STREET 1: 21 PARK AVE CITY: HUDSON STATE: NH ZIP: 03051 BUSINESS PHONE: 6038825200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD ROBERT CENTRAL INDEX KEY: 0000902740 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 303 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125734300 MAIL ADDRESS: STREET 1: 303 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1 )(1) HOWTEK, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 443209 10 1 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ------------------------ ------------------------ CUSIP No. 443209 10 1 13G Page 2 of 4 Pages - ------------------------ ------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Robert Howard - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 2,198,276 as of 12/31/98 OWNED BY ------------------------------------------- EACH 6 SHARED VOTING POWER PERSON REPORTING -0- WITH ------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,198,276 as of 12/31/98 ------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,198,276,962 as of 12/31/98 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages Item 1(a). Name of Issuer: HOWTEK, INC. Item 1(b). Address of Issuer's Principal Executive Offices: 21 Park Avenue Hudson, NH 03051 Item 2(a). Name of Persons Filing: This Amendment no. 1 to Schedule 13G is filed on behalf of Mr. Robert Howard (the "Reporting Person"). Item 2(b). Address of Principal Business Office or, if none, Residence: 303 East 57th Street New York, NY 10022 Item 2(c). Citizenship: The Reporting Person is a United States citizen. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 443209 10 1 Item 3. Type of Reporting Person: (a) - (j): Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: The Reporting Person beneficially owned 2,198,276 shares of Common Stock as of December 31, 1998, which amount included (i) 2,188,276 shares owned directly (of which 300,000 shares were issuable upon conversion of a $300,000 principal amount debt instrument of the Issuer the Reporting Person converted on December 31, 1998) and (ii) 10,000 shares issuable upon exercise of options. Page 3 of 4 Pages (b) Percent of Class: 19.7% beneficially owned by the Reporting Person as of December 31, 1998 based upon 11,128,082 shares of Common Stock assumed outstanding on December 31, 1998 (which amount includes 10,828,082 shares actually issued and 300,000 shares which the Reporting Person was entitled to receive from the Issuer on December 31, 1998 as a result of his conversion on such date of a $300,000 principal amount debt instrument of the Issuer). (c) Number of shares as to which the Reporting Person has (as of December 31, 1998): (i) sole power to vote or to direct the vote: 2,198,276 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 2,198,276 (iv) shared power to dispose or to direct the disposition of: -0- Items 5-9. Not Applicable Item 10. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 1999 /s/ Robert Howard --------------------- ROBERT HOWARD Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----